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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Choi, Lan Fong 蔡蘭芳			AAI809	RO	2005-12-23	2014-01-20
2	Chow, Kwun Hung 周冠雄			AEV862	Rep	2005-07-07	2010-09-24
3	Hayashi, Kazuto 林和人			AAF902	RO	2004-11-02	2013-10-31
4	Tanisaka, Miho			AEO785	RO	2004-11-02	2010-09-30

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