NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Arora, Gaurav (SFC:APA737) | APA737 | Rep | 2009-01-12 | 2012-06-28 | ||
| 2 | Barnett, Maxine Bernice | AOT373 | Rep | 2008-12-15 | 2010-07-21 | ||
| 3 | Bharti, Kirtes | ANQ111 | Rep | 2009-01-14 | 2009-05-15 | ||
| 4 | Bradshaw, Stephanie 李婉青 | F | AMB744 | Rep | 2008-12-10 | 2009-05-05 | |
| 5 | Bret, Jean-Sebastien Pierre | M | AQX041 | Rep | 2008-12-15 | 2013-04-23 | |
| 6 | Chen, Chengze | APJ996 | Rep | 2008-12-08 | 2012-08-25 | ||
| 7 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2008-04-01 | 2010-05-05 | |
| 8 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2008-12-08 | 2013-04-23 | |
| 9 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2008-12-15 | 2009-10-10 | ||
| 10 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-11-26 | 2012-12-09 | ||
| 11 | Di Iorio, Michael Anthony (SFC:AQA804) | M | AQA804 | Rep | 2008-12-15 | 2009-11-23 | |
| 12 | Gourmelen, Arnaud | M | AKX538 | Rep | 2008-12-08 | 2010-09-01 | |
| 13 | Hemmings, Lee Kerry | AFK088 | RO | 2009-04-16 | 2011-11-01 | ||
| 14 | Ho, Arion Man Yiu 何汶叡 | ALK797 | Rep | 2008-12-08 | 2009-10-24 | ||
| 15 | Honda, Tsukasa | AQE935 | Rep | 2009-01-16 | 2011-12-19 | ||
| 16 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-05-13 | ||
| 17 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2008-12-15 | 2012-08-09 | |
| 18 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 28 | M | AKR467 | Rep | 2008-12-08 | 2013-02-16 |
| 19 | Liem, Christopher | M | AHK489 | Rep | 2008-12-08 | 2010-06-12 | |
| 20 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-05-12 | |||
| 21 | Mennesson, Thomas | M | AQX047 | Rep | 2008-12-15 | 2012-06-06 | |
| 22 | Murray, Hugh Mcpherson Lathrop | APU514 | Rep | 2008-12-08 | 2010-04-17 | ||
| 23 | Nate, Anthony Joseph | M | AQN997 | Rep | 2008-12-15 | 2013-04-16 | |
| 24 | Nguyen, Nicholas Nolan | M | ARJ828 | Rep | 2009-01-12 | 2011-12-09 | |
| 25 | Omoto, Atsushi | ANU254 | Rep | 2008-12-10 | 2009-09-14 | ||
| 26 | Park, Joohong | AMM131 | Rep | 2009-01-12 | 2013-05-31 | ||
| 27 | Pradana, Jeff Arif | M | APJ987 | Rep | 2008-12-10 | 2010-11-24 | |
| 28 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2008-12-08 | 2013-04-23 | |
| 29 | Shinohara, Minoru 篠原實 | AJJ327 | RO | 2009-04-27 | 2010-07-16 | ||
| 30 | Siow, Lian Meng 蕭連銘 | AQO337 | Rep | 2008-12-15 | 2009-08-08 | ||
| 31 | Striet, Jelper | ARE543 | Rep | 2008-12-10 | 2010-05-29 | ||
| 32 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-12-03 | 2013-05-31 | ||
| 33 | Warhurst, Paul Simon | M | APN838 | Rep | 2008-11-26 | 2009-09-03 | |
| 34 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2004-11-29 | 2009-05-14 | ||
| 35 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2008-12-08 | 2012-08-18 |
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