GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Chan, Ivan Man Sum 陳文深 36 M AGS453 Rep 2008-07-08 2012-10-08
2 Chan, Ka Wah (SFC:ACT175) 陳家驊 ACT175 Rep 2020-10-31
3 Chan, Kwok Chu 陳國柱 ACV735 Rep 2021-09-30
4 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2008-06-05 2017-11-08
5 Chan, Loi Tak 陳來得 AFG864 Rep 2025-04-16
6 Chan, Ngai 陳藝 APR221 Rep 2007-10-23 2011-05-04
7 Chan, Wai Tung (SFC:ABH394) 陳偉東 ABH394 Rep
8 Chau, Po Shan 周寶山 ACL187 Rep 2019-12-31
9 Chen, Yingying (SFC:AOJ051) 陳盈盈 AOJ051 Rep 2007-01-02
10 Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 ARP177 Rep 2008-09-11 2012-05-10
11 Cheung, Ming Hung (SFC:ARD601) 張銘洪 ARD601 Rep 2008-07-25
12 Cheung, Wing Sze (SFC:ALW944) 張穎思 ALW944 Rep 2005-05-18 2022-07-09
13 Chiang, Peter Sze Kit 蔣詩傑 M ACP251 Rep 2012-06-29
14 Chik, Chuk Nor 戚竹娜 AJD283 Rep 2003-09-19 2022-07-31
15 Chu, Yin Man (SFC:ABS053) 朱賢文 ABS053 Rep
16 Chui, Yu Wing 徐汝榮 ADI062 Rep 2006-11-13 2020-09-18
17 Dai, Huiwei 戴惠偉 AMF538 Rep 2007-11-22
18 Feng, Arthur Jing Keung 馮正強 M ACB209 Rep 2003-06-16 2009-09-26
19 Feng, Dandan 馮丹丹 ALO316 Rep 2005-02-07 2010-11-04
20 Gui, Qiongyan 桂琼嫣 ART043 Rep 2008-11-14 2020-07-31
21 Han, Wenyuan 韓文苑 AQC822 Rep 2007-12-31
22 Ho, Kin Bor 何建波 AAV276 Rep 2008-10-03 2010-02-17
23 Hon, Kin Chung 韓建中 AQO379 Rep 2008-06-02
24 Hui, Yu Cheung 許宇翔 ALB979 Rep 2006-01-16
25 Jiang, Lawrence M ACM894 Rep 2017-02-14
26 Jiang, Lu (SFC:ARU865) 姜璐 ARU865 Rep 2008-12-09 2019-10-25
27 Jiao, Ying (SFC:AQS661) 焦穎 AQS661 Rep 2008-07-09 2023-10-20
28 Ke, Yele 柯燁樂 28 F AQA806 Rep 2007-12-31 2010-10-06
29 Kwok, Keung (SFC:AED064) 郭強 AED064 Rep 2014-08-06
30 Lai, Kai Hung 黎啟雄 ABU524 Rep 2021-10-28
31 Lam, Chi Lun 林子麟 ABN461 Rep 2012-04-02
32 Lam, Chuen (SFC:ARN384) 林泉 ARN384 Rep 2008-08-18 2016-05-03
33 Lam, Tsz Wing 林子榮 AMF327 Rep 2005-07-18 2009-06-01
34 Lau, Mei 劉薇 AMX207 Rep 2007-08-16
35 Lau, Ying (SFC:AGB977) 劉營 AGB977 Rep 2009-07-01
36 Lee, Eric Ming Chuan 李明權 48 M ABI189 RO 2021-02-07
37 Li, Guangjie 李光杰 41 M AHH526 RO 2008-06-23 2018-07-06
38 Li, Jean Tan 李丹 AQH516 Rep 2008-01-15 2020-02-19
39 Li, Wen (SFC:APD353) 李雯 APD353 Rep 2007-06-25 2022-10-30
40 Li, Zhun (SFC:AQM198) 李准 AQM198 Rep 2008-02-05 2011-08-20
41 Liu, Gu 劉谷 AJE163 Rep 2003-11-19 2014-02-27
42 Lo, Wilson Kwong Shun 羅廣信 36 M AFQ413 Rep 2008-11-03 2021-12-19
43 Lou, Simon Wing Chung 羅永頌 M ABI724 Rep 2018-06-15
44 Lu, Lu (SFC:AKX339) 呂露 AKX339 Rep 2004-08-26
45 Lui, David 雷昌年 M ABJ630 Rep 2004-04-06 2011-04-16
46 Luk, Yiu Tong 陸耀棠 ACA597 Rep 2004-12-13 2014-01-03
47 Luo, Lei (SFC:AOJ150) 羅磊 AOJ150 Rep 2007-01-02 2009-06-19
48 Luo, Lei (SFC:AQF573) 羅磊 AQF573 Rep 2008-01-02 2012-12-12
49 Mak, Winnie (SFC:AAI867) 麥婉儀 F AAI867 Rep 2003-11-08 2021-02-15
50 Ng, Chi Fai (SFC:AQJ964) 吳志暉 AQJ964 Rep 2008-02-26 2019-01-01
51 Ng, Kei Chi 吳琦熾 ALN804 Rep 2009-03-11
52 Ng, Suet Man 吳雪雯 AEK106 Rep 2020-08-31
53 Pan, Ming (SFC:ADU474) 潘明 M ADU474 RO 2007-11-23 2011-04-01
54 Pan, Youdian 潘有典 AJM450 Rep 2005-01-12
55 Rao, Xiuxian 饒秀嫻 ARU871 Rep 2008-12-09 2019-10-25
56 Shen, Yue (SFC:AIH410) 沈悅 AIH410 Rep
57 Shiu, Annie Nga Yan 邵雅恩 F ALD381 Rep 2004-10-11 2018-05-10
58 Sun, Yi Lam 孫意琳 AMS189 Rep 2005-11-16 2020-11-23
59 Tan, Chi Wai 陳志偉 AEE190 Rep 2008-01-16 2011-02-18
60 Tang, Siu Kei (SFC:AGR034) 鄧兆基 AGR034 Rep 2010-05-05
61 Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 AOY483 Rep 2008-09-22
62 Tsui, Simon Hok Man 崔學民 M AEZ898 Rep 2006-04-21 2022-01-09
63 Tung, Corona Wing Fong 董詠芳 ABN060 Rep
64 Tung, Shun 董淳 42 F AFU288 Rep 2009-05-18
65 Wang, Gang (SFC:AGN326) 王剛 AGN326 Rep 2004-02-05
66 Wang, Han (SFC:AQJ963) 王晗 AQJ963 Rep 2008-01-30 2010-05-15
67 Wang, Lin (SFC:AOR269) 王琳 AOR269 Rep 2007-03-12 2010-02-22
68 Wang, Nai (SFC:APF192) 王鼐 APF192 Rep 2007-07-03 2010-06-15
69 Wang, Ya Ya 王婭婭 ARO574 Rep 2008-09-30 2016-10-03
70 Wong, Anthony (SFC:AFU754) 黃嘉賢 M AFU754 Rep 2008-11-03 2023-01-30
71 Wong, Tung Ching 王冬青 38 M AGG343 RO 2004-09-10 2023-07-10
72 Wong, Wai Fong (SFC:AFK470) 黃惠芳 AFK470 Rep 2003-08-19 2016-07-12
73 Wu, Hongjian 吳洪健 ALS600 Rep 2005-04-07
74 Wu, Nanzi 伍南紫 ARE546 Rep 2008-07-25 2009-05-12
75 Wu, Qiong (SFC:AOE681) 吳穹 AOE681 Rep 2006-11-20
76 Xie, Jun (SFC:AOB779) 謝俊 AOB779 Rep 2007-10-15 2017-11-23
77 Xie, Lulu 解露露 APL462 Rep 2007-08-23 2012-12-01
78 Yang, Dong (SFC:APR493) 楊棟 APR493 Rep 2007-09-27 2010-06-04
79 Yang, Mei (SFC:APS291) 楊媚 APS291 Rep 2007-09-28 2011-07-01
80 Yang, Xi (SFC:AQW339) 楊曦 AQW339 Rep 2008-07-09 2019-10-25
81 Yao, Yao (SFC:ALK994) 姚嶢 ALK994 Rep 2004-11-11 2010-08-07
82 Yau, Deirdre 邱迪怡 F ADS781 Rep 2004-04-06 2021-01-31
83 Yeung, Wai Cheung 楊偉祥 AFW456 Rep 2006-02-17 2022-09-30
84 Yim, Fung 閻峰 46 M AFP741 RO 2015-07-28
85 Yim, Siu Cheung 閻紹樟 AHF674 Rep 2003-05-06
86 Yin, Raymond Lung 殷龍 M AAE887 Rep 2008-12-01 2011-01-22
87 Yip, Chin Hong 葉展航 APP546 Rep 2007-09-13
88 Yu, Daisy Wing Yi 余穎怡 F AHE833 Rep 2005-12-29
89 Yu, Kwan Fei 虞珺斐 ALU224 Rep 2005-04-28 2021-09-09
90 Zhang, Lingyun (SFC:AJC735) 張凌云 AJC735 Rep 2004-09-23
91 Zhang, Sijun (SFC:AHK260) 張嗣君 AHK260 Rep
92 Zhu, Qizhi (SFC:AHI943) 朱奇志 AHI943 RO 2003-05-07 2009-06-01

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