CMS ASSET MANAGEMENT (HK) CO., LIMITED 招商證券資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Feng, Yu (SFC:AHL497) 豐羽			AHL497	RO	2009-03-31	2011-08-15
2	Tsui, Jack Fung 徐鋒		M	AEJ317	RO	2009-03-31	2010-01-08

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