Yorkville Advisors HK Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chan, Anthony Jen Haw 陳甄灝		M	AGN913	RO	2009-03-18	2011-10-31
2	Eicke, Gerald Charles		M	ASD851	RO	2009-03-18	2011-03-15
3	Kwong, Tony Yu Chun 鄺逸聰		M	AKW723	Rep	2009-03-18	2011-09-30

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