CAIDAO CAPITAL LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Becker, Michael Nicolas		M	AOS485	RO	2008-07-15	2009-09-30
2	Chan, Yee Hang 陳懿恒			ASE632	Rep	2009-02-02	2010-05-01
3	Lee, Ming (SFC:AET274) 李敏			AET274	RO	2008-07-15	2021-12-31
4	Ufer, Stefan			ARD462	RO	2008-07-15	2008-08-08

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