FTN Financial Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Kisber, Michael Edward		M	AQO243	RO	2008-06-02	2010-07-15
2	Tay, Debra Li Minh 鄭莉明			AQO241	RO	2008-06-02	2009-03-14
3	Valadie, Stephen Keith		M	AQO242	RO	2008-06-02	2015-08-14
4	Wang, Yao Ting 王耀霆			ARK549	Rep	2008-09-05	2009-08-01
5	Zhao, Jian (SFC:ARO675) 趙際安			ARO675	Rep	2008-10-14	2010-05-20

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