Shinhan Investment Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Joo, Sang Soo			AFS591	RO	2007-10-15	2020-02-28
2	Kim, Sung Soo (SFC:APF209) 金成洙			APF209	RO	2007-10-15	2011-02-18

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