HOULIHAN LOKEY (EUROPE) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chang, Joseph Chau		M	ART436	Rep	2008-11-18	2009-03-31
2	Hua, Wen 華文			APK749	Rep	2008-07-07	2009-03-31
3	Preiser, David Abraham		M	AOD252	RO	2007-05-15	2009-03-31
4	Putnam, David Paul		M	AFU548	RO	2007-05-15	2009-03-31
5	Sia, Li Sze 謝理思			AOB331	Rep	2007-10-11	2009-02-05
6	Wang, Jiang (SFC:AQH074) 王江			AQH074	Rep	2008-01-31	2009-02-05
7	Wilson, Jeff Downing		M	AQL195	Rep	2008-03-03	2009-03-31

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