GUOTAI JUNAN FUND MANAGEMENT LIMITED 國泰君安基金管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Cheung, Charles Lai Yan 張禮仁		M	AAV372	RO	2008-11-26	2011-03-08
2	Yim, Fung 閻峰	45	M	AFP741	RO	2008-05-29	2020-11-16

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