ICAP Equities Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Davidson, Russell (SFC:ABV703)		M	ABV703	RO	2008-12-22	2010-10-04
2	Gordon, Daniel (SFC:AHE138)		M	AHE138	RO	2008-12-22	2010-04-30
3	Lee, Alice Wai Yin 李偉賢		F	AAH588	Rep	2008-12-29	2010-04-27

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