PITT CAPITAL PARTNERS ASIA LIMITED 保德金融有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chun, Angela Ka Yee 秦嘉兒		F	AFW118	Rep	2008-10-27	2008-11-19
					RO	2008-11-19	2009-10-02
2	Khubchandani, Ashwin (SFC:ARD919)			ARD919	RO	2008-07-28	2009-10-02
3	Nicholls, Paul Stewart (SFC:ARD920)		M	ARD920	RO	2008-07-28	2008-11-21

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