FRONTPOINT MANAGEMENT (HONG KONG), LTD.

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Guarnieri, Giampaolo Gino Ferdinando		M	AAQ068	RO	2004-11-12	2009-11-10
2	Leung, Kenrick Kwong Wick 梁光域			ADG978	Rep	2004-11-12	2009-11-03
3	Mawicke, John Henry		M	ADG121	Rep	2006-05-24	2011-04-04
4	O, Andrew John		M	AGM798	Rep	2008-06-10	2009-12-14
5	Ogura, Ryota			APN554	Rep	2007-10-26	2011-02-11
6	Qian, Cheng (SFC:ALW229) 錢澄	32	M	ALW229	Rep	2005-05-23	2009-11-06
7	Soutar, James Alexander 蘇德城	43	M	ACS345	RO	2004-11-12	2009-11-10

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