Nihon Unicom Financial Limited 日聯金融股份有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chang, Shao-Yu 張紹宇			AQQ079	RO	2008-06-03	2008-11-30
2	Horiuchi, Yuji 堀內雄二			AQQ083	RO	2008-06-03	2008-12-03
3	Wakao, Tetsuji 若生哲史			AQQ076	RO	2008-06-03	2008-11-30
4	Zhang, Xinxiong 張信雄			ARO301	Rep	2008-08-27	2008-10-11

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