Grace Financial Limited (HK) 恩榮金融有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chen, Roy Yang Chung 陳仰宗	45	M	ADT834	RO	2008-02-13	2021-03-13
2	Harris, Richard (SFC:AAK411)		M	AAK411	Rep	2008-06-16	2008-07-15
					RO	2008-07-15	2008-11-30
3	Lee, Chi Shing (SFC:AQH598) 李志成			AQH598	RO	2008-02-13	2011-07-06

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