LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | Rep | 2007-05-30 | 2008-09-29 | |
| 2 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
| 3 | Bertsch, Martin (SFC:APC693) | M | APC693 | Rep | 2007-06-22 | 2008-09-29 | |
| 4 | Bolon, Jonathan Quinn | M | ARH276 | Rep | 2008-07-14 | 2008-09-29 | |
| 5 | Camguilhem, Thibaut Jean-Manuel | AOV764 | Rep | 2008-08-08 | 2008-09-29 | ||
| 6 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 7 | Chang, Lu Lu 張路路 | ANT454 | Rep | 2006-08-07 | 2008-09-29 | ||
| 8 | Chang, Randy Chung-Hsia 張崇夏 | M | AFV847 | Rep | 2007-08-30 | 2008-09-29 | |
| 9 | Chang, Wei-Chun 張維君 | AQM403 | Rep | 2008-02-14 | 2008-09-29 | ||
| 10 | Chau, Kenneth Yiu Man 周耀文 | M | AGV336 | Rep | 2008-05-21 | 2008-09-29 | |
| 11 | Cheung, Andy Hoi Tai 張海泰 | ARM308 | Rep | 2008-08-29 | 2008-09-29 | ||
| 12 | Choi, Hye Jin | APG513 | Rep | 2007-07-18 | 2008-09-29 | ||
| 13 | Choi, Jae Joon | APJ346 | Rep | 2007-08-21 | 2008-09-29 | ||
| 14 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2007-04-20 | 2008-09-29 | |
| 15 | Chong, Marco Chun Wah 張俊華 | M | ACU390 | Rep | 2006-04-07 | 2008-09-29 | |
| 16 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-09-29 | |||
| 17 | Dasgupta, Anindya (SFC:ARA886) | ARA886 | Rep | 2008-05-20 | 2008-09-29 | ||
| 18 | Di Iorio, Michael Anthony (SFC:AQA804) | M | AQA804 | Rep | 2007-11-22 | 2008-09-29 | |
| 19 | Ding, Yong (SFC:APP054) 丁勇 | APP054 | Rep | 2007-09-13 | 2008-09-29 | ||
| 20 | Doe, Jocelyn Jee Eun | AOD001 | Rep | 2006-11-01 | 2008-09-29 | ||
| 21 | Feldkamp, Geoffrey Frederick | M | AQJ780 | Rep | 2008-01-30 | 2008-09-29 | |
| 22 | Feng, Shuang 馮爽 | AQF257 | Rep | 2008-01-04 | 2008-09-29 | ||
| 23 | Filotti, Marie Despina Elisabeth | F | AOP101 | Rep | 2007-02-22 | 2008-09-29 | |
| 24 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2007-05-25 | 2008-09-29 | |
| 25 | Fok, Chung Yin 霍聰賢 | APH488 | Rep | 2007-07-27 | 2008-09-29 | ||
| 26 | Fung, Selina Suk Han 馮淑嫻 | F | ANG453 | Rep | 2006-04-04 | 2008-09-29 | |
| 27 | Fung, William Ching Ho 馮正可 | 27 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 28 | Goff, John Swafford | M | AHS150 | Rep | 2008-06-06 | 2008-09-29 | |
| 29 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2007-05-14 | 2008-09-29 | |
| 30 | Haskamp, Michael Oliver (SFC:AQN412) 何敏行 | M | AQN412 | Rep | 2008-02-22 | 2008-09-29 | |
| 31 | Hemmings, Lee Kerry | AFK088 | RO | 2008-03-03 | 2008-09-29 | ||
| 32 | Ho, Alexander Da Yung | M | ARM307 | Rep | 2008-08-27 | 2008-09-29 | |
| 33 | Ho, Catherine Kai-Yung 何開容 | F | APJ993 | Rep | 2007-08-14 | 2008-09-29 | |
| 34 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 35 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
| 36 | Jain, Varnit | AQG685 | Rep | 2008-01-10 | 2008-09-29 | ||
| 37 | Karoonyavanich, Anuruk | AHX011 | Rep | 2007-04-12 | 2008-09-29 | ||
| 38 | Kee, Tang Seng | AEC763 | RO | 2006-04-10 | 2008-09-29 | ||
| 39 | Khachatryan, Astghik (SFC:APL794) | APL794 | Rep | 2007-08-27 | 2008-09-29 | ||
| 40 | Kim, Hong Il (SFC:AQT254) 金洪溢 | AQT254 | Rep | 2008-04-03 | 2008-09-29 | ||
| 41 | Kim, Susan Eun | F | AIB938 | Rep | 2008-08-14 | 2008-09-29 | |
| 42 | Kinnear-Nock, Scott William | 40 | M | AFH089 | Rep | 2008-05-16 | 2008-09-29 |
| 43 | Koenen, Austin Voorhees Jr | AQA803 | Rep | 2007-11-27 | 2008-09-29 | ||
| 44 | Koo, Ginam | ARB440 | Rep | 2008-05-26 | 2008-09-29 | ||
| 45 | Lalgudi Gurumurthy, Madhu Subramanian | APK589 | Rep | 2007-08-16 | 2008-09-29 | ||
| 46 | Lam, David Tai Yuen 林大源 | M | ADJ557 | RO | 2006-03-28 | 2008-09-29 | |
| 47 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2007-07-04 | 2008-09-29 | |
| 48 | Law, Karen Yik Ki 羅亦琦 | F | AOB715 | Rep | 2006-10-23 | 2008-09-29 | |
| 49 | Lee, Calvin Chi Toa 李智滔 | M | AMY049 | Rep | 2007-08-01 | 2008-09-29 | |
| 50 | Lee, Chin Keng 李俊慶 | APH298 | Rep | 2007-07-23 | 2008-09-10 | ||
| 51 | Lee, Dennis Pui Yan 李沛欣 | M | AOS008 | Rep | 2007-03-14 | 2008-09-29 | |
| 52 | Lee, Joseph Won | M | ANB457 | Rep | 2007-10-02 | 2008-09-29 | |
| 53 | Lee, Karen Kar Woon 李嘉媛 | F | AQI268 | Rep | 2008-01-16 | 2008-09-29 | |
| 54 | Leung, Jackson Cheuk Shun 梁卓信 | M | ANQ293 | Rep | 2006-07-11 | 2008-09-29 | |
| 55 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 27 | M | AKR467 | Rep | 2008-05-30 | 2008-09-29 |
| 56 | Lim, James Teik Beng | 35 | M | AOS215 | Rep | 2007-03-16 | 2008-09-29 |
| 57 | Lim, Terence Seng Chong 林成忠 | M | ANK153 | Rep | 2006-05-17 | 2008-09-29 | |
| 58 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
| 59 | Lo, Yue Hin 羅宇軒 | ANB463 | Rep | 2008-08-08 | 2008-09-29 | ||
| 60 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-11-25 | 2008-09-29 | |
| 61 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2007-08-22 | 2008-09-29 | |
| 62 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 63 | Murray, Hugh Mcpherson Lathrop | APU514 | Rep | 2007-10-12 | 2008-09-29 | ||
| 64 | Ng, Bosco Yan Lam 吳欣霖 | ARJ836 | Rep | 2008-08-01 | 2008-09-29 | ||
| 65 | Nichols, David (SFC:AGJ649) | M | AGJ649 | RO | 2007-10-23 | 2008-09-29 | |
| 66 | Nicot, Cynthia (SFC:APJ348) | F | APJ348 | Rep | 2007-08-03 | 2008-09-29 | |
| 67 | Noble, Scott Clifford | M | APR259 | Rep | 2007-09-20 | 2008-09-29 | |
| 68 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2006-11-27 | 2008-09-29 | |
| 69 | Ong, Simon Wui Shiang | M | AOV039 | Rep | 2007-04-25 | 2008-09-29 | |
| 70 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 71 | Pang, Yan 龐艷 | APG361 | Rep | 2007-07-13 | 2008-09-29 | ||
| 72 | Qiu, Lin (SFC:AOQ538) 邱林 | AOQ538 | Rep | 2007-03-02 | 2008-09-29 | ||
| 73 | Ramsey, Michael Ryan | M | ALW391 | Rep | 2007-06-01 | 2008-09-29 | |
| 74 | Sam, Eric Yu Lik 沈宇力 | M | AOR646 | Rep | 2007-03-09 | 2008-09-29 | |
| 75 | Seshan, Nikhil Harish | APK588 | Rep | 2007-08-16 | 2008-09-29 | ||
| 76 | Shiu, Flora Ka Yan (SFC:APF774) 邵家欣 | F | APF774 | Rep | 2007-07-12 | 2008-09-29 | |
| 77 | Song, Di 宋迪 | AQY695 | Rep | 2008-04-30 | 2008-09-29 | ||
| 78 | Sowinski, John Anthony | M | AQM587 | Rep | 2008-02-15 | 2008-09-29 | |
| 79 | Subramanian, Viswanathan R | APK593 | Rep | 2007-08-16 | 2008-09-29 | ||
| 80 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 81 | Thorkelsson, Sigurbjorn | 42 | AQD051 | Rep | 2007-12-11 | 2008-09-29 | |
| 82 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2007-08-23 | 2008-09-29 | |
| 83 | Tong, Tung Kiu (SFC:AMY555) 湯東橋 | AMY555 | Rep | 2008-01-23 | 2008-09-10 | ||
| 84 | Wang, Jing (SFC:APB403) 王睛 | APB403 | Rep | 2007-07-17 | 2008-09-10 | ||
| 85 | Wang, Yan (SFC:APX217) 王炎 | APX217 | Rep | 2007-10-30 | 2008-09-29 | ||
| 86 | Warhurst, Paul Simon | M | APN838 | Rep | 2007-09-04 | 2008-09-29 | |
| 87 | Webb, Jordan Wallace | M | APN836 | Rep | 2007-08-31 | 2008-09-29 | |
| 88 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2007-11-12 | 2008-09-29 | ||
| 89 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | AQO522 | Rep | 2008-04-02 | 2008-09-29 | ||
| 90 | Xie, Peng (SFC:ARN827) 謝鵬 | ARN827 | Rep | 2008-08-28 | 2008-09-29 | ||
| 91 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2007-09-14 | 2008-09-29 | |
| 92 | Yee, Jack Sam | M | AOH882 | Rep | 2006-12-21 | 2008-09-29 | |
| 93 | Yeung, Kei Yuen 楊紀元 | AFC433 | Rep | 2008-04-18 | 2008-09-29 | ||
| 94 | Yuan, Joyce Dian | F | AOT774 | Rep | 2007-04-02 | 2008-09-29 | |
| 95 | Yun, Cheuk Ting Sara 甄灼婷 | ANU766 | Rep | 2006-08-17 | 2008-09-29 | ||
| 96 | Zhou, Xu Xiang 周栩翔 | 29 | M | APM161 | Rep | 2007-08-30 | 2008-09-29 |
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