CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chan, Mark Kar Yue 陳嘉裕		M	ABB625	RO	2007-02-16	2007-06-22
2	Collard, Jeremy David		M	AJC639	RO	2007-02-16	2014-11-30
3	Kim, Harold Ho Young		M	ACS329	RO	2007-02-16	2013-02-28

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