HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Acar, Capan AJO226 Rep 2007-12-05 2009-11-03
2 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
3 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
4 Bormann, Frank M AOP021 RO 2007-06-27 2010-10-26
5 Chan, Chun Ning (SFC:AQM626) 陳振寧 AQM626 Rep 2008-02-18 2012-05-02
6 Chan, Hang Ting 陳杏婷 ARG755 Rep 2008-06-30 2009-04-27
7 Chan, Hon Wah (SFC:ABN589) 陳漢華 ABN589 Rep 2008-04-18
8 Chan, Tsz Fung (SFC:AQM624) 陳梓豐 M AQM624 Rep 2008-02-18 2008-11-18
9 Chan, Victor Kam Yiu 陳敢耀 M AQN415 Rep 2008-02-20 2011-05-23
10 Chang, Yung Ching 張永經 AFF918 RO 2007-08-15 2008-09-20
11 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
12 Choi, Stephen Joon M AJH431 Rep 2007-07-27 2008-11-18
13 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
14 Dunham, Christopher Mark M ANU648 RO 2007-05-08 2009-02-18
15 Ellison, Alexander Hugh M AEH938 RO 2007-12-20 2009-06-12
16 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
17 Guglietta, Joel Stephan AHD235 Rep 2007-07-19 2008-07-24
18 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
19 Ho, Chia-Long 何佳龍 ARA661 Rep 2008-05-16 2015-01-06
20 Ho, Hoi Tung 何凱棟 31 M AHE146 Rep 2007-11-28 2010-08-26
21 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2008-01-18 2011-01-25
22 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
23 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
24 Lagarde, Arnaud Ludovic M AQM256 Rep 2008-02-11 2008-11-18
25 Lai, Gordon Yat Hung 黎一鴻 M AQS197 Rep 2008-03-19 2009-06-03
26 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
27 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
28 Lau, Wing Sze (SFC:ARG767) 劉詠詩 ARG767 Rep 2008-06-30 2013-10-01
29 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
30 Lee, Louis Pang 李鵬 M APO909 Rep 2007-09-11 2009-08-22
31 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
32 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
33 Mrosek, Martin Andreas M AQR389 Rep 2008-03-17 2020-03-30
34 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
35 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
36 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 AQH952 Rep 2008-01-21 2012-08-21
37 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
38 Scott, David Paul Mcleod M ADX363 RO 2007-08-31 2008-09-20
39 Semin, Herve Pierre Alexandre M AQQ331 Rep 2008-03-11 2022-10-26
40 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
41 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
42 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
43 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
44 Tang, Lok Him 鄧樂謙 AQM625 Rep 2008-02-18 2013-10-01
45 Tsai, Alex I-Chung 蔡易忠 ARA025 Rep 2008-05-07 2008-11-18
46 Wallace, Lee Peter M ADM554 RO 2006-05-16 2008-11-18
47 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
48 Wu, Yihe 吳軼鶴 APZ445 Rep 2007-11-12 2021-06-19
49 Yeung, Chun Hei 楊俊希 AOO273 Rep 2008-03-05 2012-01-13
50 Yiong, Hoi San 楊海山 AGT132 Rep 2007-09-05 2009-10-16
51 Zhang, Justin Yisha M APR486 Rep 2007-09-24 2008-09-26
52 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26
53 Zuo, Jie (SFC:AKP468) 左杰 AKP468 Rep 2008-05-21 2008-07-30

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