NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2008-04-01 | 2010-05-05 | |
| 2 | Chung, Man Sun 鍾文燊 | AAI552 | Rep | 2008-12-10 | |||
| 3 | Fukuta, Yoshihiro 福田吉洋 | AAF426 | Rep | 2008-04-15 | 2008-08-28 | ||
| 4 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2008-04-11 | 2009-04-30 | |
| 5 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-05-13 | ||
| 6 | Li, Ming (SFC:AMW601) 李明 | AMW601 | Rep | 2006-06-01 | 2008-08-08 | ||
| 7 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-05-12 | |||
| 8 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2008-04-11 | 2009-04-30 | |
| 9 | Ng, Wai Man (SFC:AAU344) 吳偉文 | AAU344 | Rep | 2008-12-12 | |||
| 10 | Poon, Catherine Tin Lai 潘天麗 | F | ADV934 | Rep | 2004-11-29 | 2009-04-30 | |
| 11 | Sawada, Hana | AGK925 | Rep | 2008-04-11 | 2008-12-10 | ||
| 12 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-12-03 | 2013-05-31 | ||
| 13 | Teraguchi, Tomoyuki | AKX077 | RO | 2005-02-02 | 2009-04-10 | ||
| 14 | Tong, Yuk Sun 唐玉臣 | AAB845 | Rep | 2008-12-10 | |||
| 15 | Watanabe, Kunio | ANI941 | RO | 2006-06-29 | 2009-04-20 | ||
| 16 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2004-11-29 | 2009-05-14 | ||
| 17 | Wong, William Koon Wei 黃觀威 | M | AOR555 | Rep | 2007-03-08 | 2008-12-10 | |
| 18 | Yajima, Akihiko 矢島明彥 | ANR662 | Rep | 2006-07-26 | 2008-07-30 |
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