BTIG Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chen, Charles Chi Pang 陳子鵬		M	AFN279	RO	2008-04-18	2009-12-01
2	Colby, Travis Robert		M	AKW811	Rep	2008-04-23	2009-11-05
3	Kielland, Christian H		M	AGJ954	RO	2008-04-15	2017-08-01
4	Liu, Louisa Yun Yun 劉欣欣		F	ACA647	Rep	2008-04-23
5	Ng, Wai Chun (SFC:ACN211) 吳偉俊			ACN211	Rep	2008-04-30	2023-04-17
6	O'Mara, Patrice Agnes		F	AQO124	RO	2008-04-15	2008-10-15

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