CMT ADVISORS ASIA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Casto, Scott Allan		M	AMS005	RO	2006-03-31	2011-12-31
2	Helvey Iii, James Relerford		M	AMS007	RO	2006-03-31	2011-12-31
3	Petiard, Philippe Jacques		M	AMS006	RO	2006-03-31	2012-01-31

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