CATHAY SECURITIES (HONG KONG) LIMITED 國泰證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Cheng, I Teng 鄭義騰			ALF767	RO	2007-11-27	2015-06-30
2	Huang, Mei-Hui 黃美慧			APO499	Rep	2007-11-29	2013-01-29
3	Li, Cho Kwong 李早光			AEU474	RO	2007-11-27	2016-01-01
4	Lin, Wei-Teng 林維騰			APO498	Rep	2007-11-29	2013-08-01

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