Lombard Investments (HK) Limited 隆博亞洲投資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chao, Daniel Kai 趙乃凱		M	AGG683	RO	2005-11-21	2009-06-30
2	Lee, Lai Chu 李麗珠			ALI574	RO	2005-04-11	2009-06-30

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