SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
2 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
3 Chan, Chung Leung (SFC:AEF867) 陳仲良 AEF867 Rep 2004-07-21 2008-08-20
4 Chan, Cindy Ci Ka 陳思嘉 F ABW874 Rep 2005-12-28 2013-08-06
5 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
6 Chan, Hayes 陳昶曦 ANZ782 Rep 2007-10-31 2013-08-23
7 Chan, Ivan Kui Fai 陳鉅輝 M ABE394 Rep 2013-01-14
8 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
9 Chan, Ka Lok (SFC:ABT082) 陳家樂 ABT082 Rep 2008-01-23 2023-08-31
10 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
11 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
12 Chan, Mandy Sze Wan 陳思蘊 F APK658 Rep 2007-08-16 2009-08-01
13 Chan, Philip (SFC:ACA716) 陳菲臘 M ACA716 Rep 2004-03-18 2013-02-28
14 Chan, Qary Mau Fai 陳茂輝 ADZ365 Rep 2004-01-08 2017-03-17
15 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
16 Chan, Sheung Pun 陳尚斌 AFU691 Rep
17 Chan, Sophia Sok Yin 陳淑妍 F ABE984 RO 2007-03-13 2008-07-16
18 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
19 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
20 Chan, Yuk Ngai 陳育藝 APL733 Rep 2007-08-24 2009-06-15
21 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2009-10-19
22 Chau, Kai Wing 周啟榮 AFS381 RO 2006-11-23 2009-08-01
23 Chau, Mei Yu 周美如 ADB668 Rep 2007-10-02 2008-08-18
24 Chen, Bing (SFC:ANN406) 陳丙 ANN406 Rep 2006-06-21 2011-01-01
25 Cheng, Bo Wan 鄭寶雲 AGB501 Rep 2004-02-06 2008-08-11
26 Cheng, Chong Kee 鄭創基 AFU621 Rep 2018-10-17
27 Cheng, Ka Wa 鄭家華 M ABS482 Rep 2013-09-19
28 Cheng, Randy Ying Kwong 鄭應光 ALN993 Rep 2007-01-24 2008-06-14
29 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2007-09-14 2008-07-07
30 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
31 Cheong, Chi To 莊志濤 AEA518 Rep
32 Cheung, Hei 張曦 APG437 Rep 2007-07-16 2010-04-28
33 Cheung, Jimmy Jim Mei 張占美 M AAJ658 Rep 2011-04-22
34 Cheung, Kwok Yan 張國仁 AEJ164 Rep 2013-11-04
35 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
36 Cheung, Sandra Wing Yi 張詠儀 F AMJ202 Rep 2005-09-23 2013-07-03
37 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
38 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
39 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
40 Ching, Wan 程云 AOX955 Rep 2007-06-13
41 Chiu, Mei Ze 趙鎂時 AGM868 Rep 2020-07-31
42 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
43 Chiu, Robert Chi Hung 趙志鴻 M ABT752 RO 2005-08-23 2011-11-28
44 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
45 Chong, Chun Cheong 莊進昌 AFV934 Rep 2015-12-01
46 Chow, Chee 周琦 AFD151 Rep 2005-05-24
47 Chu, Francis Chi Kong 朱智剛 37 M AQI565 Rep 2008-01-23 2009-06-06
48 Chu, Hing Yip (SFC:AHX153) 趙興業 AHX153 Rep 2007-06-28 2012-05-28
49 Chu, Wai Ling (SFC:APG292) 朱慧玲 APG292 Rep 2007-07-16 2009-05-19
50 Chu, Wing Chau 朱永就 ACK581 Rep 2017-03-29
51 Chui, Yin Fong 徐燕芳 AGG947 Rep 2005-06-01 2016-09-07
52 Chung, Ka Ki (SFC:ABV204) 鍾家祺 ABV204 Rep 2010-09-01
53 Du, Jing (SFC:ANT379) 杜菁 ANT379 Rep 2007-12-04 2009-12-08
54 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
55 Fung, Chun Nam (SFC:ANU964) 馮鎮南 ANU964 Rep 2006-08-28 2010-07-13
56 Fung, Kim Wan 馮劍雲 AGA031 Rep 2005-05-06 2019-05-09
57 Ha, James Ka Chun 夏家俊 M AAU951 RO 2005-09-05 2019-10-25
58 Hau, Ka Yui 侯嘉耀 AEY500 Rep 2003-12-24 2013-12-10
59 Ho, Chi Keung (SFC:AKU886) 何志強 AKU886 Rep 2005-07-29 2008-11-29
60 Ho, Gina Yuk Ching 何玉貞 AAC562 Rep 2005-06-30 2015-08-21
61 Ho, Kai Kin 何啟建 APQ511 Rep 2007-09-19 2021-02-17
62 Ho, Si Man 何詩敏 AGO009 Rep
63 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
64 Hui, Hiu To 許曉濤 ADV234 Rep 2007-09-21 2019-11-27
65 Ip, Yin Mei (SFC:APZ196) 葉燕美 APZ196 Rep 2007-11-08 2008-06-01
66 Iu, Pok Man 姚博文 AOO158 Rep 2007-09-24 2009-08-27
67 Kam, Chi Shing 甘志城 ABE384 Rep 2011-05-12
68 Kam, To 金濤 ANK436 Rep 2007-08-16 2016-06-15
69 Kang, Xing 康惺 APF685 Rep 2007-12-04
70 Kong, Jiahui 孔嘉慧 APJ553 Rep 2007-08-07 2014-06-21
71 Kong, Mei Ha 江美霞 AFF076 Rep 2007-02-28 2019-06-19
72 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
73 Kwan, Amy Ka Kei 關嘉琪 F AFJ458 Rep 2008-07-24
74 Kwan, Freddie Wai Kuen 關偉權 45 AAE275 RO 2004-03-26 2023-09-07
75 Kwan, Pik Ngan 關碧顏 AAF837 Rep
76 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
77 Lai, Cheong 黎昌 AGE548 Rep
78 Lai, King Wai 黎景威 AQC312 Rep 2007-11-29 2017-03-08
79 Lai, Yung Chuen 賴勇存 APQ834 Rep 2007-09-18 2020-11-30
80 Lam, Chun Fat 林振發 AOU531 Rep 2007-04-12
81 Lam, Ka Chun (SFC:AOW804) 林家駿 AOW804 Rep 2007-05-07 2008-07-29
82 Lam, Kwong Ming (SFC:AGJ135) 林廣明 AGJ135 Rep 2016-09-01
83 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
84 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
85 Lam, Shing Bun 林成彬 AFV935 Rep 2008-10-01
86 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
87 Lau, Chi Yung (SFC:AOY348) 劉智勇 AOY348 Rep 2007-11-08 2018-10-31
88 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
89 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
90 Lau, Ricky Wai Kei (SFC:AOK813) 劉偉基 M AOK813 Rep 2007-11-12 2008-04-01
91 Lau, Tung Shing 劉東成 AJF414 Rep 2007-09-24 2011-10-01
92 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
93 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
94 Lee, Chi Wing (SFC:ALB349) 李志榮 ALB349 Rep 2007-12-07 2008-11-08
95 Lee, Christine Lai Fong 李麗芳 F AGO169 Rep 2007-09-19 2011-01-15
96 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
97 Lee, Geng Rong 李耿融 ACB022 Rep 2006-12-20 2009-06-15
98 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
99 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
100 Leung, Chun Sau (SFC:AQD156) 梁俊修 AQD156 Rep 2008-01-03
101 Leung, Derek An Loy 梁晏來 M AEP106 RO 2003-07-17 2008-08-11
102 Leung, Judy Hoi Yan 梁凱恩 F AFL087 Rep 2006-09-12 2012-10-05
103 Leung, Oy Ling 梁靄玲 AFL990 Rep 2005-04-15 2019-01-31
104 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
105 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
106 Li, Lee Ming 李利明 ABW204 Rep
107 Li, Man Hin (SFC:AEN397) 李文獻 M AEN397 Rep 2007-10-24 2008-07-21
108 Li, Xiaofeng (SFC:ANS226) 李曉楓 ANS226 Rep 2006-08-01 2008-08-30
109 Lin, Hong Zhi 林紅芝 APC237 Rep 2007-06-18 2009-03-27
110 Lin, Xiao Tong 林小桐 AFU015 Rep
111 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
112 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-12-01
113 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
114 Lui, Sum Chuen 呂森銓 ADK291 Rep
115 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
116 Ma, Hau Wing 馬孝榮 ACP250 Rep
117 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
118 Ma, Sze Wai 馬詩慧 APF831 Rep 2007-07-06 2008-07-07
119 Mak, Bonnie Hing Ling 麥慶玲 F ADK543 Rep 2020-09-30
120 Mak, Kit Ying (SFC:AEP598) 麥潔英 AEP598 Rep 2007-09-04
121 Mak, Wai Hung 麥偉鴻 AAF356 Rep
122 Mok, Chung Hin 莫從顯 AQD350 Rep 2007-12-12 2019-11-27
123 Mok, King Fong 莫琼芳 APC235 Rep 2007-06-18 2023-09-25
124 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
125 Ng, Tung Kun 吳東勤 AGN343 Rep 2021-03-01
126 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
127 Ni, Xiang Feng AFY231 Rep 2016-09-06
128 Pang, Siu Kwong 龐紹光 AOR651 Rep 2007-04-17 2009-04-01
129 Shum, Lai Na 沈麗娜 AEY926 Rep 2007-05-02 2021-11-22
130 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
131 Siu, Danny Ka Yue 蕭家裕 AMS907 Rep 2007-11-23 2009-02-14
132 Siu, Pat Mei Yee 蕭美儀 F AFU212 Rep 2014-03-24
133 So, Ping Kei 蘇秉祺 AGH344 Rep 2020-05-04
134 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
135 Tam, Jaffe Chiu Pang 譚超鵬 48 M AIC033 Rep 2004-10-06 2019-09-18
136 Tang, Chiu Wing 鄧超榮 AMI290 Rep 2005-09-14 2018-09-12
137 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
138 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
139 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
140 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
141 To, Yung 杜勇 ANT600 Rep 2006-08-08
142 Tong, Ying Kei 唐英奇 AGV239 Rep 2003-11-21 2011-05-01
143 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
144 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
145 Tsoi, Mei Fong 蔡美芳 ANR955 Rep 2007-11-05
146 Tsui, Lucy Hung 徐虹 F AEA482 Rep
147 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
148 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
149 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
150 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
151 Wong, Hung Wai (SFC:ALU971) 王紅衞 ALU971 Rep 2007-09-19 2008-08-09
152 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
153 Wong, Kam Wing (SFC:AAE562) 黃錦榮 AAE562 RO 2003-12-02 2013-07-22
154 Wong, Kan Fai 黃勤輝 ADI688 Rep 2019-12-27
155 Wong, Kwing Kwan 黃炯群 ACJ711 RO 2005-08-04 2009-04-14
156 Wong, Nei Nar 黃莉娜 AFD756 Rep 2005-08-10 2010-08-14
157 Wong, Pui Pui (SFC:AOX914) 王蓓蓓 AOX914 Rep 2007-05-17 2008-05-31
158 Wong, San Kuen 王新娟 ACD046 Rep 2007-10-31
159 Wong, Shuk Ha (SFC:ACC771) 黃淑霞 ACC771 Rep 2005-12-15 2016-09-26
160 Wong, Suet Mei 黃雪媚 AGJ172 Rep 2016-01-01
161 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
162 Woo, Koon Fai 胡冠輝 AQD905 Rep 2007-12-17 2012-03-12
163 Woo, Kwok On 胡國安 AEM544 Rep 2003-12-04 2017-11-08
164 Wu, Gina Kwan Fong 胡羣芳 ALO617 Rep 2005-04-04 2008-08-02
165 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
166 Wu, Sum 胡森 APQ515 Rep 2007-09-19 2024-06-11
167 Yan, Chun Ming (SFC:ANM128) 甄俊明 ANM128 Rep 2006-07-13 2019-12-27
168 Yeung, Mandy Wai Han 楊慧嫻 F APN680 Rep 2007-09-10
169 Yeung, Shu Fan 楊樹勳 M AAI312 RO 2007-11-27 2016-10-20
170 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
171 Yip, Chung Yin 葉頌賢 AKR458 Rep 2005-09-09
172 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
173 Yu, Siu Mei 余小眉 AGM786 Rep 2003-09-19 2011-10-29
174 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2007-10-31 2023-08-31

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