JEFFERIES BACHE (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Barratt, Grant David (SFC:AOU485)		M	AOU485	Rep	2007-04-16	2008-01-28
2	Gershon, Barry Jonathan		M	APY935	RO	2007-11-06	2012-11-30
3	Malhotra, Ashwan Kumar		M	AEE311	RO	2005-09-22	2013-06-11
4	Xing, Zhiyu 邢志宇			AJE092	Rep	2003-09-18	2010-03-31

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