CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Lau, Simon Shek Yuen 劉錫源	37	M	ADW646	RO	2007-12-07	2016-05-05
2	So, Kwok Keung 蘇國強	46	M	ABP335	RO	2007-12-07	2016-12-10

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