GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 國元資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Du, Dan (SFC:AOT340) 杜丹			AOT340	RO	2007-11-28	2010-05-18
2	Fan, Lester Kei Shun 范基信		M	AGT998	RO	2007-11-28	2010-06-14
3	Tsoi, Kwok Keung 蔡國強			AAD694	RO	2007-11-28	2008-05-14
4	Yu, Kun (SFC:AOT339) 于坤			AOT339	RO	2007-11-28	2011-01-01

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