RAB CAPITAL (ASIA) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Barbezat, Alain			AFP198	RO	2007-09-28	2010-02-26
2	Luk, Caesar Man Wa 陸文華			AAV934	RO	2007-09-28	2010-10-20
3	Rogers, David Ian (SFC:APJ114)		M	APJ114	RO	2007-09-28	2009-04-02

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