GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Chan, Anna Man 陳敏 F AKY988 Rep 2004-09-07 2008-02-15
2 Chan, Ka Wah (SFC:ACT175) 陳家驊 ACT175 Rep 2020-10-31
3 Chan, Kwok Chu 陳國柱 ACV735 Rep 2021-09-30
4 Chan, Loi Tak 陳來得 AFG864 Rep 2025-04-16
5 Chan, Wai Tung (SFC:ABH394) 陳偉東 ABH394 Rep
6 Chau, Po Shan 周寶山 ACL187 Rep 2019-12-31
7 Chen, Rong (SFC:APC895) 陳榕 APC895 Rep 2007-06-25 2008-07-02
8 Chen, Yingying (SFC:AOJ051) 陳盈盈 AOJ051 Rep 2007-01-02
9 Chen, Yue (SFC:AOD435) 陳悅 AOD435 Rep 2006-11-17 2007-09-05
10 Cheung, Ben Hung 張鴻 39 M ABP330 Rep 2008-09-12
11 Cheung, Wing Sze (SFC:ALW944) 張穎思 ALW944 Rep 2005-05-18 2022-07-09
12 Chiang, Peter Sze Kit 蔣詩傑 M ACP251 Rep 2012-06-29
13 Chik, Chuk Nor 戚竹娜 AJD283 Rep 2003-09-19 2022-07-31
14 Chin, Owen Pak Kin 錢栢堅 M APG835 Rep 2007-07-18 2008-05-01
15 Chu, Yin Man (SFC:ABS053) 朱賢文 ABS053 Rep
16 Chui, Yu Wing 徐汝榮 ADI062 Rep 2006-11-13 2020-09-18
17 Du, Yizhong 杜毅忠 APD351 Rep 2007-06-25 2007-12-04
18 Feng, Arthur Jing Keung 馮正強 M ACB209 Rep 2003-06-16 2009-09-26
19 Feng, Dandan 馮丹丹 ALO316 Rep 2005-02-07 2010-11-04
20 Hui, Yu Cheung 許宇翔 ALB979 Rep 2006-01-16
21 Jiang, Lawrence M ACM894 Rep 2017-02-14
22 Kwok, Keung (SFC:AED064) 郭強 AED064 Rep 2014-08-06
23 Lai, Kai Hung 黎啟雄 ABU524 Rep 2021-10-28
24 Lam, Chi Lun 林子麟 ABN461 Rep 2012-04-02
25 Lam, Tsz Wing 林子榮 AMF327 Rep 2005-07-18 2009-06-01
26 Lau, Mei 劉薇 AMX207 Rep 2007-08-16
27 Lau, Ying (SFC:AGB977) 劉營 AGB977 Rep 2009-07-01
28 Lee, Eric Ming Chuan 李明權 46 M ABI189 RO 2021-02-07
29 Leung, Kam Yiu 梁錦耀 AAD911 Rep 2008-10-11
30 Li, Jamie Chiu 李超 M ACN575 Rep 2008-01-12
31 Li, Wen (SFC:APD353) 李雯 APD353 Rep 2007-06-25 2022-10-30
32 Lian, Kai 連凱 AJC734 Rep 2003-09-23 2008-08-01
33 Liu, Gu 劉谷 AJE163 Rep 2003-11-19 2014-02-27
34 Lou, Simon Wing Chung 羅永頌 M ABI724 Rep 2018-06-15
35 Lu, Lu (SFC:AKX339) 呂露 AKX339 Rep 2004-08-26
36 Lui, David 雷昌年 M ABJ630 Rep 2004-04-06 2011-04-16
37 Luk, Yiu Tong 陸耀棠 ACA597 Rep 2004-12-13 2014-01-03
38 Luo, Jing (SFC:ANK801) 羅景 ANK801 Rep 2006-06-01 2007-09-05
39 Luo, Lei (SFC:AOJ150) 羅磊 AOJ150 Rep 2007-01-02 2009-06-19
40 Mak, Winnie (SFC:AAI867) 麥婉儀 F AAI867 Rep 2003-11-08 2021-02-15
41 Ng, Kei Chi 吳琦熾 ALN804 Rep 2004-12-13 2008-09-08
42 Ng, Suet Man 吳雪雯 AEK106 Rep 2020-08-31
43 Pan, Ming (SFC:ADU474) 潘明 M ADU474 Rep 2006-02-01 2007-11-23
44 Pan, Youdian 潘有典 AJM450 Rep 2005-01-12
45 Shen, Yue (SFC:AIH410) 沈悅 AIH410 Rep
46 Shiu, Annie Nga Yan 邵雅恩 F ALD381 Rep 2004-10-11 2018-05-10
47 Sun, Yi Lam 孫意琳 AMS189 Rep 2005-11-16 2020-11-23
48 Tang, Siu Kei (SFC:AGR034) 鄧兆基 AGR034 Rep 2010-05-05
49 Tao, Hui (SFC:ANE418) 陶滙 ANE418 Rep 2006-03-20 2007-11-02
50 Tsui, Simon Hok Man 崔學民 M AEZ898 Rep 2006-04-21 2022-01-09
51 Tung, Corona Wing Fong 董詠芳 ABN060 Rep
52 Tung, Shun 董淳 40 F AFU288 Rep 2009-05-18
53 Wang, Gang (SFC:AGN326) 王剛 AGN326 Rep 2004-02-05
54 Wang, Lin (SFC:AOR269) 王琳 AOR269 Rep 2007-03-12 2010-02-22
55 Wang, Nai (SFC:APF192) 王鼐 APF192 Rep 2007-07-03 2010-06-15
56 Wong, Kit (SFC:AFV257) 黃杰 AFV257 Rep 2007-12-04
57 Wong, Tung Ching 王冬青 36 M AGG343 RO 2004-09-10 2023-07-10
58 Wong, Wai Fong (SFC:AFK470) 黃惠芳 AFK470 Rep 2003-08-19 2016-07-12
59 Wu, Hongjian 吳洪健 ALS600 Rep 2005-04-07
60 Wu, Qiong (SFC:AOE681) 吳穹 AOE681 Rep 2006-11-20
61 Xie, Lulu 解露露 APL462 Rep 2007-08-23 2012-12-01
62 Yao, Yao (SFC:ALK994) 姚嶢 ALK994 Rep 2004-11-11 2010-08-07
63 Yau, Deirdre 邱迪怡 F ADS781 Rep 2004-04-06 2021-01-31
64 Yeung, Wai Cheung 楊偉祥 AFW456 Rep 2006-02-17 2022-09-30
65 Yim, Fung 閻峰 44 M AFP741 RO 2015-07-28
66 Yim, Siu Cheung 閻紹樟 AHF674 Rep 2003-05-06
67 Yu, Daisy Wing Yi 余穎怡 F AHE833 Rep 2005-12-29
68 Yu, Kwan Fei 虞珺斐 ALU224 Rep 2005-04-28 2021-09-09
69 Zhang, Lingyun (SFC:AJC735) 張凌云 AJC735 Rep 2004-09-23
70 Zhang, Qiming (SFC:AMF576) 張启明 AMF576 Rep 2005-07-20 2008-09-27
71 Zhang, Sijun (SFC:AHK260) 張嗣君 AHK260 Rep
72 Zhang, Wenxian (SFC:AJC736) 張文先 AJC736 Rep 2003-09-24 2007-11-24
73 Zhu, Qizhi (SFC:AHI943) 朱奇志 AHI943 RO 2003-05-07 2009-06-01

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