HOULIHAN LOKEY (EUROPE) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Preiser, David Abraham		M	AOD252	RO	2007-05-15	2009-03-31
2	Putnam, David Paul		M	AFU548	RO	2007-05-15	2009-03-31

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