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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Edgar, Jonathan George		M	ALV243	RO	2007-07-02	2008-05-08
2	Shirley, Michael (SFC:AOR989)		M	AOR989	RO	2007-06-12	2011-05-26
3	Wittenoom, Charles Robert Dirck		M	ADV107	Rep	2007-07-19	2008-05-13

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