LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Adair, John Joseph M ADR043 Rep 2007-05-30 2008-09-29
2 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
3 Bertsch, Martin (SFC:APC693) M APC693 Rep 2007-06-22 2008-09-29
4 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
5 Chang, Lu Lu 張路路 ANT454 Rep 2006-08-07 2008-09-29
6 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2008-05-21
7 Chong, Kenny 莊嘉麟 M AOV191 Rep 2007-04-20 2008-09-29
8 Chong, Marco Chun Wah 張俊華 M ACU390 Rep 2006-04-07 2008-09-29
9 Choon, Yew Khee 秦耀奇 37 M AFR464 Rep 2006-07-25 2008-03-05
10 Chung, Kah Yi ANU763 Rep 2007-05-22 2008-04-17
11 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-09-29
12 Doe, Jocelyn Jee Eun AOD001 Rep 2006-11-01 2008-09-29
13 Douglas, David Archibald M AMF013 RO 2006-01-09 2008-08-06
14 Filotti, Marie Despina Elisabeth F AOP101 Rep 2007-02-22 2008-09-29
15 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2007-05-25 2008-09-29
16 Fok, Kee Hung 霍基雄 ABC138 Rep 2007-08-29
17 Fung, Selina Suk Han 馮淑嫻 F ANG453 Rep 2006-04-04 2008-09-29
18 Fung, William Ching Ho 馮正可 26 M ALR680 Rep 2005-02-01 2008-09-29
19 Halliwell, Thomas Alan M ANL835 Rep 2007-05-14 2008-09-29
20 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
21 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
22 Karoonyavanich, Anuruk AHX011 Rep 2007-04-12 2008-09-29
23 Kee, Tang Seng AEC763 RO 2006-04-10 2008-09-29
24 Lam, David Tai Yuen 林大源 M ADJ557 RO 2006-03-28 2008-09-29
25 Law, Karen Yik Ki 羅亦琦 F AOB715 Rep 2006-10-23 2008-09-29
26 Lee, Dennis Pui Yan 李沛欣 M AOS008 Rep 2007-03-14 2008-09-29
27 Lee, Suh Yung AOG294 Rep 2006-11-29 2008-04-16
28 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2007-02-22 2008-03-20
29 Leung, Jackson Cheuk Shun 梁卓信 M ANQ293 Rep 2006-07-11 2008-09-29
30 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2006-10-23 2008-03-20
31 Lim, James Teik Beng 34 M AOS215 Rep 2007-03-16 2008-09-29
32 Lim, Terence Seng Chong 林成忠 M ANK153 Rep 2006-05-17 2008-09-29
33 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
34 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-11-25 2008-09-29
35 Mar, Johnson M ADR669 RO 2008-09-29
36 O'Meara, Christopher James Sidney M AFQ412 Rep 2006-11-27 2008-09-29
37 Ong, Simon Wui Shiang M AOV039 Rep 2007-04-25 2008-09-29
38 Paine, David L M ADH929 Rep 2008-09-29
39 Qiu, Lin (SFC:AOQ538) 邱林 AOQ538 Rep 2007-03-02 2008-09-29
40 Ramsey, Michael Ryan M ALW391 Rep 2007-06-01 2008-09-29
41 Sam, Eric Yu Lik 沈宇力 M AOR646 Rep 2007-03-09 2008-09-29
42 Santilli, Filippo AOI871 Rep 2006-12-20 2008-03-20
43 Shek, Leo Ho Yin 石浩然 M AGA950 Rep 2007-05-04 2008-03-13
44 Sia, Siew Leng ANZ880 Rep 2006-09-25 2007-08-26
45 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
46 Tai, Waini Karen 戴維妮 APC027 Rep 2007-06-20 2008-05-22
47 Wai, Derek Ho Kuen 衛浩權 M ANT739 Rep 2006-08-09 2007-09-03
48 Waldron, Joseph Francis M ANT920 Rep 2006-08-10 2008-02-27
49 Yee, Jack Sam M AOH882 Rep 2006-12-21 2008-09-29
50 Yuan, Joyce Dian F AOT774 Rep 2007-04-02 2008-09-29
51 Yun, Cheuk Ting Sara 甄灼婷 ANU766 Rep 2006-08-17 2008-09-29

Copyright & disclaimer, Privacy policy

Back to top