LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
2 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
3 Chang, Lu Lu 張路路 ANT454 Rep 2006-08-07 2008-09-29
4 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2008-05-21
5 Chong, Kenny 莊嘉麟 M AOV191 Rep 2007-04-20 2008-09-29
6 Chong, Marco Chun Wah 張俊華 M ACU390 Rep 2006-04-07 2008-09-29
7 Choon, Yew Khee 秦耀奇 37 M AFR464 Rep 2006-07-25 2008-03-05
8 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-09-29
9 Doe, Jocelyn Jee Eun AOD001 Rep 2006-11-01 2008-09-29
10 Douglas, David Archibald M AMF013 RO 2006-01-09 2008-08-06
11 Filotti, Marie Despina Elisabeth F AOP101 Rep 2007-02-22 2008-09-29
12 Fok, Kee Hung 霍基雄 ABC138 Rep 2007-08-29
13 Fung, Selina Suk Han 馮淑嫻 F ANG453 Rep 2006-04-04 2008-09-29
14 Fung, William Ching Ho 馮正可 26 M ALR680 Rep 2005-02-01 2008-09-29
15 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
16 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
17 Karoonyavanich, Anuruk AHX011 Rep 2007-04-12 2008-09-29
18 Kee, Tang Seng AEC763 RO 2006-04-10 2008-09-29
19 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-10-13 2007-05-14
20 Lam, David Tai Yuen 林大源 M ADJ557 RO 2006-03-28 2008-09-29
21 Law, Karen Yik Ki 羅亦琦 F AOB715 Rep 2006-10-23 2008-09-29
22 Lee, Dennis Pui Yan 李沛欣 M AOS008 Rep 2007-03-14 2008-09-29
23 Lee, Suh Yung AOG294 Rep 2006-11-29 2008-04-16
24 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2007-02-22 2008-03-20
25 Leung, Jackson Cheuk Shun 梁卓信 M ANQ293 Rep 2006-07-11 2008-09-29
26 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2006-10-23 2008-03-20
27 Lim, James Teik Beng 34 M AOS215 Rep 2007-03-16 2008-09-29
28 Lim, Terence Seng Chong 林成忠 M ANK153 Rep 2006-05-17 2008-09-29
29 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
30 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-11-25 2008-09-29
31 Mar, Johnson M ADR669 RO 2008-09-29
32 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
33 O'Meara, Christopher James Sidney M AFQ412 Rep 2006-11-27 2008-09-29
34 Ong, Simon Wui Shiang M AOV039 Rep 2007-04-25 2008-09-29
35 Paine, David L M ADH929 Rep 2008-09-29
36 Qiu, Lin (SFC:AOQ538) 邱林 AOQ538 Rep 2007-03-02 2008-09-29
37 Sam, Eric Yu Lik 沈宇力 M AOR646 Rep 2007-03-09 2008-09-29
38 Santilli, Filippo AOI871 Rep 2006-12-20 2008-03-20
39 Sia, Siew Leng ANZ880 Rep 2006-09-25 2007-08-26
40 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
41 Wai, Derek Ho Kuen 衛浩權 M ANT739 Rep 2006-08-09 2007-09-03
42 Waldron, Joseph Francis M ANT920 Rep 2006-08-10 2008-02-27
43 Wong, Eric Kai Lap 黃啟立 M AET869 RO 2007-03-29 2007-05-21
44 Yee, Jack Sam M AOH882 Rep 2006-12-21 2008-09-29
45 Yuan, Joyce Dian F AOT774 Rep 2007-04-02 2008-09-29
46 Yun, Cheuk Ting Sara 甄灼婷 ANU766 Rep 2006-08-17 2008-09-29

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