HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
2 Bormann, Frank M AOP021 Rep 2007-02-21 2007-06-27
3 Chan, Rene Hoi Yan 陳海茵 ANG332 Rep 2006-03-29 2007-08-06
4 Chaneb, Khalid AFM356 Rep 2006-07-19 2007-04-21
5 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
6 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
7 Dunham, Christopher Mark M ANU648 Rep 2006-08-18 2007-05-08
8 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
9 Lau, Che Wah 劉志華 AAB300 Rep 2005-09-27 2007-09-29
10 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
11 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
12 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
13 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
14 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-08-04 2007-07-01
15 Lui, Moses Yu Mo 雷裕武 M AGL154 Rep 2006-05-24 2007-06-09
16 McGee, Alan Craig M AMJ457 Rep 2006-04-21 2007-04-10
17 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
18 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
19 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
20 Taesch, Frederic Marcel Georges Marie M AML240 Rep 2005-09-08 2007-04-28
21 Wallace, Lee Peter M ADM554 RO 2006-05-16 2008-11-18
22 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-08-04 2007-04-21
23 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
24 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2007-08-11

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