Tremont Capital Management (Asia), Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Allan, Rupert Andrew		M	AMY208	RO	2006-09-29	2009-10-14
2	Callaghan, Sarah Stella		F	ANE394	Rep	2006-10-26	2009-01-29
3	Mok, Kin Foon 莫健歡			ACB889	RO	2006-09-29	2009-06-30
4	Schulman, Robert Ivan		M	AMY203	RO	2006-09-29	2008-07-07

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