MARSHALL WACE ASIA LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Lee, Chee Meng			ALF568	RO	2006-10-27	2008-10-17
2	Wace, Ian Gerald Patrick	43	M	ANM675	RO	2006-10-27	2008-05-30

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