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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Huttenlocher, Carl		M	ALW788	RO	2005-06-30	2011-03-31
2	Kuan, Shu Shin 關素馨			AET363	RO	2005-06-30	2011-03-04
3	Menon, Arjun Vikram		M	ANQ210	Rep	2006-07-10	2011-03-10
4	Vun, Isaac Yu Seng 溫如生		M	ALW785	Rep	2005-06-30	2011-04-29

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