Oaktree Capital (Hong Kong) Limited 橡樹資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Kaplan, Stephen A		M	AMV288	RO	2006-07-12	2016-10-21
2	Kerins, William Francis		M	AJI695	RO	2006-07-12	2012-09-28

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