Sino-Rich Securities & Futures Limited 中順證券期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Andrew Wing Shing 陳永成 |
|
M |
ABT087 |
Rep |
|
2009-12-04 |
| 2 |
Chan, Ka Yee (SFC:AJA765) 陳嘉儀 |
|
|
AJA765 |
Rep |
2003-07-29 |
2007-08-29 |
| 3 |
Cheng, Harrie Kwok Wing 鄭國榮 |
|
|
AAW476 |
Rep |
|
2007-10-02 |
| 4 |
Cheung, Wing Yan (SFC:AMM076) 張詠欣 |
|
|
AMM076 |
Rep |
2005-11-01 |
2006-08-04 |
| 5 |
Chiou, Jerry 邱志哲 |
57 |
M |
ADV931 |
RO |
2005-09-17 |
2006-06-28 |
| 6 |
Chow, Chi Hang (SFC:AMN648) 周智行 |
|
|
AMN648 |
Rep |
2005-11-14 |
2011-07-18 |
| 7 |
Chow, Kenneth Pak Lin 周伯年 |
|
M |
AGA548 |
Rep |
2005-09-20 |
2022-03-09 |
| 8 |
Lee, Wai Yee (SFC:AMX278) 李慧兒 |
|
|
AMX278 |
Rep |
2006-02-20 |
2006-10-26 |
| 9 |
Lee, Yiu Chung 李耀宗 |
|
|
AAH579 |
Rep |
2006-03-15 |
2006-08-01 |
| 10 |
Leung, Tak Ki 梁德其 |
|
|
AAH581 |
Rep |
2005-11-03 |
2019-09-20 |
| 11 |
Liu, Sai Kwong 廖世光 |
|
|
AAC402 |
RO |
2004-11-15 |
2011-12-02 |
| 12 |
Ng, Ka Kit (SFC:AFB257) 吳家傑 |
|
|
AFB257 |
Rep |
|
2007-05-31 |
| 13 |
Poon, Mike Ho Man 潘浩文 |
34 |
M |
AFP074 |
RO |
1999-10-13 |
2014-05-30 |
| 14 |
So, Raymond 蘇利民 |
|
M |
AEY942 |
RO |
2005-09-17 |
2007-10-14 |
| 15 |
Tse, Jude Cheung Fat 謝祥發 |
|
|
AAY431 |
Rep |
|
|
| 16 |
Wong, Dickie (SFC:AFE019) 黃德几 |
|
|
AFE019 |
Rep |
2005-08-25 |
2009-01-05 |
| 17 |
Zhong, Hui (SFC:AMN649) 鍾暉 |
31 |
F |
AMN649 |
Rep |
2005-11-04 |
2010-11-30 |
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