RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	De Maio, Thomas Vincent Jr		M	AML645	Rep	2005-09-27	2006-05-01
2	Holmes, John Phillip		M	AMB459	RO	2005-07-19	2006-05-01
3	Mawicke, John Henry		M	ADG121	Rep	2005-08-25	2006-04-15
4	Wang, Julius 王哲身	46	M	AEB169	RO	2005-07-19	2006-05-01

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