CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Yiu Bong 區耀邦 |
|
|
AMV085 |
Rep |
2005-12-23 |
2008-05-10 |
| 2 |
Bradley, Edmund Hugh |
|
M |
ABS842 |
RO |
|
2014-06-18 |
| 3 |
Cashmore, Nicholas Willoughby |
|
M |
ALL246 |
Rep |
2004-11-16 |
2007-02-01 |
| 4 |
Chan, Dominic Chi Ming 陳志銘 |
|
M |
ADC344 |
Rep |
|
2008-05-07 |
| 5 |
Chan, Vonnie Lai Yin 陳麗妍 |
|
|
AFY292 |
Rep |
|
2006-08-31 |
| 6 |
Chen, Zi Mu |
|
|
ALA254 |
Rep |
2004-07-26 |
2006-11-09 |
| 7 |
Cheng, Brian Chi Ming 鄭志明 |
24 |
M |
AMN877 |
Rep |
2005-10-13 |
2007-12-21 |
| 8 |
Cheng, Ming-Kai 鄭名凱 |
|
|
AML921 |
Rep |
2005-09-16 |
2006-05-04 |
| 9 |
Cheng, Tau Cheung 鄭導昌 |
|
|
AFC185 |
Rep |
|
2006-09-07 |
| 10 |
Cheung, Francis Yiu Cheong 張耀昌 |
|
M |
AFZ520 |
Rep |
|
2012-12-10 |
| 11 |
Coull, Gary William John 顧家利 |
52 |
M |
AAB495 |
RO |
|
2006-10-26 |
| 12 |
Driscoll, Andrew Tasman |
|
M |
ALT900 |
Rep |
2005-03-07 |
2012-12-03 |
| 13 |
Fallon, Nicola Gillian |
|
F |
AKX172 |
Rep |
2004-07-06 |
2007-02-01 |
| 14 |
Fischer, Aaron Alexander 余雅樂 |
|
M |
ALW738 |
Rep |
2005-04-19 |
2007-02-01 |
| 15 |
Gill, Amar Singh (SFC:AHB999) 喬昇安 |
|
M |
AHB999 |
Rep |
|
2007-03-08 |
| 16 |
Ho, Ka Wai (SFC:AKV099) 何家維 |
39 |
M |
AKV099 |
Rep |
2005-05-18 |
2009-03-04 |
| 17 |
Kwan, Wing Kin (SFC:ALU751) 關永堅 |
|
|
ALU751 |
Rep |
2005-03-10 |
2007-05-03 |
| 18 |
Kwan, Wing Lok 關榮樂 |
|
|
ADT427 |
Rep |
2004-09-09 |
2009-03-04 |
| 19 |
Lee, Kwok Chu (SFC:ALT779) 李國柱 |
|
|
ALT779 |
Rep |
2005-03-03 |
2010-04-22 |
| 20 |
Lee, Sai Fan 李世璠 |
|
|
AFB313 |
Rep |
2004-01-27 |
2006-10-27 |
| 21 |
Leung, Heung Yik 梁向奕 |
|
|
AIH476 |
Rep |
|
2012-12-10 |
| 22 |
Leung, Kevin Koon Yip 梁冠業 |
|
M |
AMY262 |
Rep |
2006-01-23 |
2008-04-29 |
| 23 |
Li, Hui (SFC:ACF342) 李慧 |
|
|
ACF342 |
Rep |
|
2007-03-15 |
| 24 |
Lobello, Christopher Michael |
|
M |
ADZ738 |
Rep |
|
2008-01-07 |
| 25 |
Lowe, Adrian Phillip 劉世君 |
|
M |
AFA333 |
Rep |
|
2008-06-30 |
| 26 |
Lu, Wen Pin 盧文彬 |
|
|
AHP538 |
Rep |
2003-07-08 |
2006-06-23 |
| 27 |
Lui, Man Yee 呂敏儀 |
|
|
ALW606 |
Rep |
2005-08-24 |
2008-06-20 |
| 28 |
Luk, Amy Ka Ping 陸嘉萍 |
34 |
F |
ALL503 |
Rep |
2005-09-30 |
2007-07-21 |
| 29 |
Man, Wai Lok 文偉樂 |
|
|
AEZ690 |
Rep |
|
2012-12-17 |
| 30 |
McKenzie, Paul Conor |
|
M |
AAV863 |
Rep |
2003-07-02 |
2012-12-24 |
| 31 |
Montague, Jolyon Charles |
|
M |
AJC260 |
Rep |
2003-08-04 |
2009-09-28 |
| 32 |
O'Connor, Kevin John (SFC:AJC482) |
|
M |
AJC482 |
Rep |
2003-08-04 |
2007-06-30 |
| 33 |
Reynolds, Andrew Shawn |
41 |
M |
AHF331 |
Rep |
|
2007-02-01 |
| 34 |
Saunders, John Russell |
|
M |
AFG796 |
Rep |
|
2007-09-11 |
| 35 |
Schutte, Daniel Johannes (SFC:AHD687) |
|
M |
AHD687 |
Rep |
|
2009-12-31 |
| 36 |
Shi, Fangqiu 史方遒 |
|
|
AFD135 |
Rep |
|
2006-10-17 |
| 37 |
Snelgrove, Paul Rodger |
|
M |
AEE375 |
Rep |
2004-09-24 |
2006-07-28 |
| 38 |
Stevenson, Andrew Mark Bryce |
43 |
M |
AGA310 |
Rep |
2004-08-02 |
2008-08-01 |
| 39 |
Tan, Janice Chui Ha 譚翠霞 |
|
|
AGJ236 |
Rep |
|
2007-06-07 |
| 40 |
Tang, Xiaobo (SFC:ALY952) 唐驍波 |
|
|
ALY952 |
Rep |
2005-10-25 |
2006-09-29 |
| 41 |
Tsoi, Ting Sze 蔡婷思 |
|
|
ABS481 |
Rep |
2003-07-02 |
2010-06-30 |
| 42 |
Wilkinson, Anthony John Cooper |
|
M |
AFD111 |
Rep |
2005-10-25 |
2011-05-27 |
| 43 |
Wood, Christopher James Russell |
49 |
M |
ADU465 |
Rep |
|
2012-12-10 |
| 44 |
Yeung, Keith Kwok Ki 楊國基 |
|
M |
ADT376 |
Rep |
|
2006-07-26 |
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