MARATHON ASSET MANAGEMENT HK, LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Kim, Steve Seung Kyung		M	ALI242	RO	2005-03-22	2007-10-08
2	Maala, Alvin Bien		M	AMW353	Rep	2006-01-24	2007-01-05
3	Ngan, Bronson Lawrence		M	AGA247	Rep	2005-05-14	2005-10-18
					RO	2005-10-18	2007-10-08
4	Whitman Iii, William Fifield		M	AEF485	RO	2005-03-22	2005-10-14
					Rep	2005-10-14	2005-12-15

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