Mercer (Hong Kong) Limited 美世(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Flynn, Alan Gordon (SFC:ALH871)		M	ALH871	RO	2004-12-22	2005-08-04
2	Ho, Doris Shuk Ming 何淑明			AHK356	Rep		2005-03-03
					RO	2005-03-03	2005-08-04
3	Ng, Siu Wai (SFC:AIY511) 吳小慧			AIY511	Rep	2003-06-12	2005-07-21
4	Nuzum, Richard Langdon Jr		M	ALH870	RO	2005-01-22	2005-08-04
5	Shum, Wai Chun 沈偉俊			AHJ589	RO		2004-07-07

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