Ethk Funds Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Chow, Dennis Wing Kit 周榮傑		M	ABN739	RO	2005-01-13	2005-09-02
2	Lam, Fung (SFC:AEZ198) 林峰			AEZ198	Rep	2005-12-20	2006-01-09
3	Mak, Chak Hung 麥澤鴻			AAC295	RO	2005-01-13	2005-07-05
4	Wu, Lawrence Wai Kong 胡偉剛		M	ACO383	RO	2005-07-25	2007-12-01

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