ESR Asset Management (Prosperity) Limited 泓富資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Lin, Charlie Chung Sing 林寵陞	55	M	AEI444	RO	2005-11-30	2007-06-30
2	Soon, Elizabeth Yan Seen 孫瑩心	41	F	AAQ324	RO	2005-11-30	2006-05-04

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