Oriental Stocks & Shares (Investment) Co. 東方證券投資公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Lo, Shuk Fan 羅淑芬			ABA569	RO		2005-03-31
2	Wong, Hou Yu 黃孝耀			ABS843	Rep		2005-03-31
3	Yip, Kwan Kwok 葉君國			ABE267	Rep		2003-09-02

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