LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Arnaudy, Anthony John |
|
M |
AMH715 |
Rep |
2005-08-01 |
2008-09-29 |
| 2 |
Chan, Shirley Mei Fung 陳美鳳 |
|
F |
AEC087 |
Rep |
|
2008-09-29 |
| 3 |
Cheung, Edward Tze Loong 張澤龍 |
|
M |
AGM506 |
Rep |
2004-08-06 |
2008-05-21 |
| 4 |
Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 |
|
|
ADZ871 |
Rep |
|
2008-09-29 |
| 5 |
Douglas, David Archibald |
|
M |
AMF013 |
Rep |
2005-07-06 |
2006-01-09 |
| 6 |
Fok, Kee Hung 霍基雄 |
|
|
ABC138 |
Rep |
|
2007-08-29 |
| 7 |
Fung, William Ching Ho 馮正可 |
24 |
M |
ALR680 |
Rep |
2005-02-01 |
2008-09-29 |
| 8 |
Holt, Sue Lin |
|
F |
AJK539 |
Rep |
2004-02-18 |
2008-09-29 |
| 9 |
Hong, Joonkee 洪俊基 |
|
|
AJX178 |
Rep |
2005-04-15 |
2008-09-29 |
| 10 |
Kee, Tang Seng |
|
|
AEC763 |
Rep |
2003-08-20 |
2006-04-10 |
| 11 |
Lai, Wai Tsz 黎慧慈 |
|
|
ACU891 |
Rep |
2003-10-13 |
2007-05-14 |
| 12 |
Lam, David Tai Yuen 林大源 |
|
M |
ADJ557 |
Rep |
|
2006-03-28 |
| 13 |
Lance, Robert Waldo |
|
M |
AEL830 |
RO |
2005-06-24 |
2006-02-24 |
| 14 |
Lin, Xin (SFC:AMJ471) 林鑫 |
|
|
AMJ471 |
Rep |
2005-08-15 |
2008-09-29 |
| 15 |
Luk, Sylvia Ching Yan 陸靜茵 |
|
F |
AED614 |
Rep |
2005-11-25 |
2008-09-29 |
| 16 |
Mak, Marian Yuen Man 麥沅雯 |
|
F |
AID159 |
Rep |
2005-03-10 |
2007-04-10 |
| 17 |
Mar, Johnson |
|
M |
ADR669 |
RO |
|
2008-09-29 |
| 18 |
Nirmalananda, Logan Siva |
|
|
AJO315 |
Rep |
2004-03-19 |
2007-05-14 |
| 19 |
O'Meara, Christopher James Sidney |
|
M |
AFQ412 |
Rep |
2003-04-24 |
2006-04-28 |
| 20 |
Paine, David L |
|
M |
ADH929 |
Rep |
|
2008-09-29 |
| 21 |
Perrett, Adam Nicholas 龐立德 |
|
M |
AKP035 |
Rep |
2004-05-14 |
2006-04-11 |
| 22 |
Sweeney, Kirk Chester |
|
M |
AAN604 |
RO |
|
2008-09-29 |
| 23 |
Tan, Yun Yang 陳韻揚 |
|
|
ALQ958 |
Rep |
2005-01-26 |
2006-07-29 |
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