KGI CAPITAL (HONG KONG) LIMITED 凱基金融(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Feng, Lei Ming 馮雷明	48	M	ACN453	RO	2005-07-08	2010-04-01
2	Shih, Shun Ching 施順情			AEG459	Rep	2005-11-22	2006-01-23
3	Sum, Wilfred Wai Kei 岑偉基	41	M	ABW953	RO	2005-08-18	2008-04-21
4	Yeung, Francis Yiu Wah 楊耀華	45	M	ACG885	RO	2005-07-08	2009-12-19

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