KOREA INVESTMENT & SECURITIES ASIA LIMITED 韓國投資證券亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Chang, John Moon Suk		M	AMI423	Rep	2005-08-08	2007-03-31
2	Cunningham, Andrew (SFC:ADW928)		M	ADW928	Rep	2005-08-08	2007-05-22
3	Kim, Young Min (SFC:AGU017)			AGU017	RO		2007-07-31
4	Oh, Kyung Hee			AFY165	RO		2009-03-23

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