J.P. MORGAN SECURITIES (FAR EAST) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Andrews, Nicholas James (1963-03) |
42 |
M |
ACM817 |
RO |
|
2009-11-01 |
| 2 |
Back, Jonathan Paul |
|
M |
AFD784 |
RO |
2005-05-27 |
2007-07-01 |
| 3 |
Bamber, Richard Mark Anthony |
|
M |
AGM551 |
Rep |
|
2006-02-03 |
| 4 |
Burdett, James William (SFC:AJO203) |
|
M |
AJO203 |
Rep |
2004-03-18 |
2012-03-16 |
| 5 |
Douris, Leonidas |
|
|
ALU721 |
Rep |
2005-03-14 |
2011-11-15 |
| 6 |
Fane, Rupert John Alexander |
38 |
M |
AEL032 |
RO |
2005-05-27 |
2007-11-02 |
| 7 |
Fisk, Eliot James Hywel |
|
M |
AFG740 |
Rep |
|
2015-02-12 |
| 8 |
Freedman, Bruce Ian |
|
M |
ABS428 |
Rep |
2004-07-13 |
2005-10-15 |
| 9 |
Gattani, Vikaskumar Nandkishore |
|
|
AFB901 |
Rep |
2005-08-26 |
2007-03-27 |
| 10 |
Hui, Gary San |
|
M |
AKV267 |
Rep |
2004-06-26 |
2007-04-16 |
| 11 |
Lau, Kan Wah 劉勤華 |
|
|
ABT973 |
Rep |
|
2012-11-09 |
| 12 |
Lau, Tsz Wing 劉子頴 |
|
|
ALW219 |
Rep |
2005-04-04 |
2012-05-23 |
| 13 |
Long, David Nicholas (SFC:AFU334) |
|
M |
AFU334 |
RO |
|
2007-01-31 |
| 14 |
Mangla, Achintya |
|
|
AFU651 |
Rep |
|
2009-10-28 |
| 15 |
Murray, Allan George |
62 |
M |
AAB001 |
RO |
|
2007-04-20 |
| 16 |
Putterill, Adam Thomas James |
|
M |
ABG123 |
RO |
2004-08-30 |
2010-05-13 |
| 17 |
Seymour, Steven James |
|
M |
ABM769 |
RO |
2004-08-30 |
2007-01-20 |
| 18 |
Shanidze, Levan |
|
|
AFD300 |
Rep |
|
2005-10-06 |
| 19 |
Singh, Chiranjeet |
|
|
ALI017 |
Rep |
2004-10-06 |
2005-12-06 |
| 20 |
Swarbrick, Andrew Jeremy |
|
M |
AFF234 |
Rep |
|
2007-02-08 |
| 21 |
Tai, Charlotte Wing Sze 戴詠詩 |
|
F |
ADX658 |
Rep |
|
2005-10-14 |
| 22 |
Thiessen, Harold Frederick |
|
M |
AHP545 |
Rep |
|
2005-10-04 |
| 23 |
Tsien, David Pak Cheong 錢柏昌 |
45 |
M |
AAA015 |
Rep |
|
2005-10-05 |
| 24 |
Weiner, Stefan |
|
|
AHM884 |
Rep |
|
2007-06-01 |
| 25 |
Yeung, Helen Kit Lun 楊潔賢 |
|
F |
AFA128 |
Rep |
|
2005-10-05 |
Copyright & disclaimer, Privacy policy
Back to top